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Breakwater Financial, LLC

● SEC registered since 2024CRD 282401SEC# 801-131321Needham, MA
Export (members)
Reg. AUM
$109.8M
Employees
1
Accounts
62
Location
Needham, MA

Breakwater Financial, LLC assets under management

Breakwater Financial, LLC is an investment advisory firm registered with the SEC based in Needham, MA. The firm has been registered since 2024. It reports $109.8 million in regulatory assets under management and employs 1 people.
www.linkedin.com/company/breakwaterfinancialView on SEC.gov ↗

Breakwater Financial, LLC owners & executives

1 reported
NameTitleOwnershipSince
Daniel Abraham Ringer ControlMember, Founder, Principal And Chief Compliance OfficerOver 75%2016

Frequently asked questions

How much does Breakwater Financial, LLC manage?

Breakwater Financial, LLC reports $109.8 million in regulatory assets under management on its Form ADV.

How many employees does Breakwater Financial, LLC have?

Breakwater Financial, LLC reports 1 employees.

Where is Breakwater Financial, LLC located?

Breakwater Financial, LLC is based in Needham, MA and has been SEC-registered since 2024.

Does Breakwater Financial, LLC disclose fund performance?

Breakwater Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address117 Kendrick Street, Suite 300, Needham, MA 02494-2724
Phone617-849-8019
Fax617-849-8023
Office hoursBy Appointment Only
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$109.8M
Non-discretionary$0
Total (RAUM)$109.8M