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Breakwater Investment Management, LLC

● SEC registered since 2014CRD 150841SEC# 801-79040Seattle, WA
Export (members)
Reg. AUM
$250.8M
Employees
3
Accounts
557
Location
Seattle, WA

Breakwater Investment Management, LLC assets under management

Breakwater Investment Management, LLC is an investment advisory firm registered with the SEC based in Seattle, WA. The firm has been registered since 2014. It reports $250.8 million in regulatory assets under management and employs 3 people.
www.breakwater.comView on SEC.gov ↗

Breakwater Investment Management, LLC owners & executives

1 reported
NameTitleOwnershipSince
Bethany Anne Steinhaus ControlManaging Member, Chief Compliance OfficerOver 75%2021

Frequently asked questions

How much does Breakwater Investment Management, LLC manage?

Breakwater Investment Management, LLC reports $250.8 million in regulatory assets under management on its Form ADV.

How many employees does Breakwater Investment Management, LLC have?

Breakwater Investment Management, LLC reports 3 employees.

Where is Breakwater Investment Management, LLC located?

Breakwater Investment Management, LLC is based in Seattle, WA and has been SEC-registered since 2014.

Does Breakwater Investment Management, LLC disclose fund performance?

Breakwater Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2033 Sixth Avenue, #1010, Seattle, WA 98121
Phone206.621.8832
Office hoursBy Appointment
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$250.8M
Non-discretionary$0
Total (RAUM)$250.8M