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Broad Investment Securities LLC

● SEC registered since 2018CRD 290775SEC# 801-112127Beijing
Export (members)
Reg. AUM
$200
Employees
2
Accounts
2
Location
Beijing

Broad Investment Securities LLC assets under management

Broad Investment Securities LLC is a registered investment adviser overseen by the SEC based in Beijing. The firm has been registered since 2018. It reports $200 in regulatory assets under management and employs 2 people.

Broad Investment Securities LLC owners & executives

5 reported
NameTitleOwnershipSince
Ali Kaya ControlCeo And CcoOver 75%2022
Broad Securities LLCOwner10-25%2022
Jiahui Cheng ControlGeneral ManagerUnder 5%2022
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Frequently asked questions

How much does Broad Investment Securities LLC manage?

Broad Investment Securities LLC reports $200 in regulatory assets under management on its Form ADV.

How many employees does Broad Investment Securities LLC have?

Broad Investment Securities LLC reports 2 employees.

Where is Broad Investment Securities LLC located?

Broad Investment Securities LLC is based in Beijing and has been SEC-registered since 2018.

Does Broad Investment Securities LLC disclose fund performance?

Broad Investment Securities LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3f Si Hui da Sha, 1008-B Hui He Nan Street, Chaoyang District, Beijing 100124
Phone001 6363182914
Office hours9:00a.m. - 5:00p.m.
SEC regionHQ
Discloses disciplinary historyNo

Assets under management

Discretionary$200
Non-discretionary$0
Total (RAUM)$200