| Name | Title | Ownership | Since |
|---|---|---|---|
| Thomas Ausland Bailey Control | President And Chief Compliance Officer | Over 75% | 2015 |
Broadview Wealth Management, LLC reports $122.5 million in regulatory assets under management on its Form ADV.
Broadview Wealth Management, LLC reports 1 employees.
Broadview Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Phone | 425-326-1120 |
| Office hours | 8 a.m. - 5:30 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
| Discretionary | — |
| Non-discretionary | $122.5M |
| Total (RAUM) | $122.5M |