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Broadway Advisor Group, LLC

● SEC registered since 2022CRD 324281SEC# 801-127086Albany, NY
Export (members)
Reg. AUM
$166.6M
Employees
5
Accounts
644
Location
Albany, NY

Broadway Advisor Group, LLC assets under management

Broadway Advisor Group, LLC is an investment advisory firm registered with the SEC based in Albany, NY. The firm has been registered since 2022. It reports $166.6 million in regulatory assets under management and employs 5 people.
sgroiwealth.comView on SEC.gov ↗

Broadway Advisor Group, LLC owners & executives

1 reported
NameTitleOwnershipSince
Jason Michael Sgroi ControlManaging Member And Chief Compliance OfficerOver 75%2022

Frequently asked questions

How much does Broadway Advisor Group, LLC manage?

Broadway Advisor Group, LLC reports $166.6 million in regulatory assets under management on its Form ADV.

How many employees does Broadway Advisor Group, LLC have?

Broadway Advisor Group, LLC reports 5 employees.

Where is Broadway Advisor Group, LLC located?

Broadway Advisor Group, LLC is based in Albany, NY and has been SEC-registered since 2022.

Does Broadway Advisor Group, LLC disclose fund performance?

Broadway Advisor Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address368 Broadway, First Floor, Albany, NY 12207
Phone518-477-3626
Fax518-477-4061
Office hours9:00 a.m. To 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$153.8M
Non-discretionary$12.9M
Total (RAUM)$166.6M