| Name | Title | Ownership | Since |
|---|---|---|---|
| Broadway National Bank Control | Owner | Over 75% | 2017 |
| Christian Ray Escamilla Control | Chief Executive Officer | Under 5% | 2020 |
| Khristene Ann Cano Control | Chief Compliance Officer/President | Under 5% | 2021 |
Broadway Wealth Solutions, Inc. reports $265.8 million in regulatory assets under management on its Form ADV.
Broadway Wealth Solutions, Inc. reports 10 employees.
Broadway Wealth Solutions, Inc. is based in San Antonio, TX and has been SEC-registered since 2022.
Broadway Wealth Solutions, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 1177 N.e. Loop 410, 5th Floor, San Antonio, TX 78209 |
| Phone | (210) 283-6600 |
| Fax | (210) 283-6676 |
| Office hours | 9 a.m. - 5 p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
| Discretionary | $233.6M |
| Non-discretionary | $32.2M |
| Total (RAUM) | $265.8M |