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Broadwealth LLC

● SEC registered since 2024CRD 304356SEC# 801-129388
Export (members)
Reg. AUM
$106M
Employees
1
Accounts
68
Location

Broadwealth LLC assets under management

Broadwealth LLC is an SEC-registered investment adviser. The firm has been registered since 2024. It reports $106 million in regulatory assets under management and employs 1 people.

Broadwealth LLC owners & executives

1 reported
NameTitleOwnershipSince
Jennifer Dowling Dougherty ControlPrincipal And CcoOver 75%2019

Frequently asked questions

How much does Broadwealth LLC manage?

Broadwealth LLC reports $106 million in regulatory assets under management on its Form ADV.

How many employees does Broadwealth LLC have?

Broadwealth LLC reports 1 employees.

Does Broadwealth LLC disclose fund performance?

Broadwealth LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone617-549-1990
Office hoursBy Appointment Only
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$81.9M
Non-discretionary$24.1M
Total (RAUM)$106M