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Brogan Financial, Inc.

● SEC registered since 2008CRD 133623SEC# 801-69181Knoxville, TN
Export (members)
Reg. AUM
$533.3M
Employees
20
Accounts
2,055
Location
Knoxville, TN

Brogan Financial, Inc. assets under management

Brogan Financial, Inc. is a registered investment adviser overseen by the SEC based in Knoxville, TN. The firm has been registered since 2008. It reports $533.3 million in regulatory assets under management and employs 20 people.
www.linkedin.com/company/brogan-financial-inc-View on SEC.gov ↗

Brogan Financial, Inc. owners & executives

2 reported
NameTitleOwnershipSince
James Edward Brogan ControlPresident/Chief Investment OfficerOver 75%2001
Sarah Jean SuttonChief Compliance OfficerUnder 5%2021

Frequently asked questions

How much does Brogan Financial, Inc. manage?

Brogan Financial, Inc. reports $533.3 million in regulatory assets under management on its Form ADV.

How many employees does Brogan Financial, Inc. have?

Brogan Financial, Inc. reports 20 employees.

Where is Brogan Financial, Inc. located?

Brogan Financial, Inc. is based in Knoxville, TN and has been SEC-registered since 2008.

Does Brogan Financial, Inc. disclose fund performance?

Brogan Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2160 Lakeside Centre Way, Suite 102, Knoxville, TN 37922
Phone(865) 862-6800
Fax(865) 862-6818
Office hours8:00a.m. -5:00p.m.
SEC regionAtlanta Regional Office (ARO)
CIK1889918
Discloses disciplinary historyNo

Assets under management

Discretionary$515.2M
Non-discretionary$18.1M
Total (RAUM)$533.3M