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Brooks, Moore & Associates, Inc.

● SEC registered since 1986CRD 105716SEC# 801-26708Chattanooga, TN
Export (members)
Reg. AUM
$314.3M
Employees
6
Accounts
337
Location
Chattanooga, TN

Brooks, Moore & Associates, Inc. assets under management

Brooks, Moore & Associates, Inc. is an SEC-registered investment adviser based in Chattanooga, TN. The firm has been registered since 1986. It reports $314.3 million in regulatory assets under management and employs 6 people.

Brooks, Moore & Associates, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Jay William Brooks ControlManaging Director25-50%1986
Jay William Brooks ControlChief Compliance Officer, Vp, Portfolio Manager5-10%2018
Richard Logan Moore ControlManaging Director50-75%1995

Frequently asked questions

How much does Brooks, Moore & Associates, Inc. manage?

Brooks, Moore & Associates, Inc. reports $314.3 million in regulatory assets under management on its Form ADV.

How many employees does Brooks, Moore & Associates, Inc. have?

Brooks, Moore & Associates, Inc. reports 6 employees.

Where is Brooks, Moore & Associates, Inc. located?

Brooks, Moore & Associates, Inc. is based in Chattanooga, TN and has been SEC-registered since 1986.

Does Brooks, Moore & Associates, Inc. disclose fund performance?

Brooks, Moore & Associates, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3905 Saint Elmo Avenue, Chattanooga, TN 37409-1239
Phone423-756-8628
Fax423-265-9436
Office hours8a.m. - 5p.m.
SEC regionAtlanta Regional Office (ARO)
CIK1767040
Discloses disciplinary historyNo

Assets under management

Discretionary$308.8M
Non-discretionary$5.6M
Total (RAUM)$314.3M