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Brown, Lisle/Cummings, Inc.

● SEC registered since 2021CRD 1331SEC# 801-121156Providence, RI
Export (members)
Reg. AUM
$414.7M
Employees
12
Accounts
445
Location
Providence, RI

Brown, Lisle/Cummings, Inc. assets under management

Brown, Lisle/Cummings, Inc. is a registered investment adviser overseen by the SEC based in Providence, RI. The firm has been registered since 2021. It reports $414.7 million in regulatory assets under management and employs 12 people.

Brown, Lisle/Cummings, Inc. owners & executives

6 reported
NameTitleOwnershipSince
Clifford Burrell Jr Tracy ControlVice President10-25%2022
David Anthony Izzi ControlPresident; Secretary; Treasurer; Chief Compliance Officer10-25%1997
John Arthur Marginson ControlVice President10-25%1997
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Frequently asked questions

How much does Brown, Lisle/Cummings, Inc. manage?

Brown, Lisle/Cummings, Inc. reports $414.7 million in regulatory assets under management on its Form ADV.

How many employees does Brown, Lisle/Cummings, Inc. have?

Brown, Lisle/Cummings, Inc. reports 12 employees.

Where is Brown, Lisle/Cummings, Inc. located?

Brown, Lisle/Cummings, Inc. is based in Providence, RI and has been SEC-registered since 2021.

Does Brown, Lisle/Cummings, Inc. disclose fund performance?

Brown, Lisle/Cummings, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

AddressOne Turks Head Place, Suite 800, Providence, RI 02903
Phone401-421-8900
Fax401-521-2960
Office hours8:30a.m. To 4:30p.m.
SEC regionBoston Regional Office (BRO)
CIK14745
Discloses disciplinary historyYes

Assets under management

Discretionary$408.2M
Non-discretionary$6.5M
Total (RAUM)$414.7M