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Cain, Watters & Associates, LLC

● SEC registered since 1991CRD 111521SEC# 801-39899Frisco, TX
Export (members)
Reg. AUM
$4.24B
Employees
337
Accounts
10,602
Location
Frisco, TX

Cain, Watters & Associates, LLC assets under management

Cain, Watters & Associates, LLC is an investment advisory firm registered with the SEC based in Frisco, TX. The firm has been registered since 1991. It reports $4.2 billion in regulatory assets under management and employs 337 people.

Cain, Watters & Associates, LLC owners & executives

28 reported
NameTitleOwnershipSince
Brian R. Bortz PC ControlManaging Member5-10%2019
Cain & Watters, PC ControlManaging Member5-10%2008
Charles a. Loretto, LLC ControlManaging Member5-10%2019
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Frequently asked questions

How much does Cain, Watters & Associates, LLC manage?

Cain, Watters & Associates, LLC reports $4.2 billion in regulatory assets under management on its Form ADV.

How many employees does Cain, Watters & Associates, LLC have?

Cain, Watters & Associates, LLC reports 337 employees.

Where is Cain, Watters & Associates, LLC located?

Cain, Watters & Associates, LLC is based in Frisco, TX and has been SEC-registered since 1991.

Does Cain, Watters & Associates, LLC disclose fund performance?

Cain, Watters & Associates, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address17 Cowboys Way, Suite 300, Frisco, TX 75034
Phone972-233-3323
Fax972- 943-0670
Office hours8:30a.m. To 5:00p.m.
SEC regionFort Worth Regional Office (FWRO)
CIK1860257
Discloses disciplinary historyNo

Assets under management

Discretionary$1.92B
Non-discretionary$2.31B
Total (RAUM)$4.24B