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Caldwell Sutter Capital, Inc.

● SEC registered since 2006CRD 10489SEC# 801-66098Sausalito, CA
Export (members)
Reg. AUM
$571.1M
Employees
20
Accounts
1,225
Location
Sausalito, CA

Caldwell Sutter Capital, Inc. assets under management

Caldwell Sutter Capital, Inc. is an investment advisory firm registered with the SEC based in Sausalito, CA. The firm has been registered since 2006. It reports $571.1 million in regulatory assets under management and employs 20 people.
www.cald.comView on SEC.gov ↗

Caldwell Sutter Capital, Inc. owners & executives

15 reported
NameTitleOwnershipSince
Christopher William Anderson ControlChief Compliance OfficerUnder 5%2006
Christopher William Anderson ControlFinancial And Operations PrincipalUnder 5%2012
Christopher William Anderson ControlChief Financial OfficerUnder 5%2018
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Frequently asked questions

How much does Caldwell Sutter Capital, Inc. manage?

Caldwell Sutter Capital, Inc. reports $571.1 million in regulatory assets under management on its Form ADV.

How many employees does Caldwell Sutter Capital, Inc. have?

Caldwell Sutter Capital, Inc. reports 20 employees.

Where is Caldwell Sutter Capital, Inc. located?

Caldwell Sutter Capital, Inc. is based in Sausalito, CA and has been SEC-registered since 2006.

Does Caldwell Sutter Capital, Inc. disclose fund performance?

Caldwell Sutter Capital, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address30 Liberty Ship Way #3225, Sausalito, CA 94965
Phone415-962-2526
Fax415-332-1838
Office hours6:30 a.m. To 1:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
CIK702007
Discloses disciplinary historyYes

Assets under management

Discretionary$539.5M
Non-discretionary$31.6M
Total (RAUM)$571.1M