PPrivate Fund Data Log in Join · $37/mo

Capital Financial Advisors of New York, LLC

● SEC registered since 2008CRD 125689SEC# 801-69021Clifton Park, NY
Export (members)
Reg. AUM
$232M
Employees
1
Accounts
542
Location
Clifton Park, NY

Capital Financial Advisors of New York, LLC assets under management

Capital Financial Advisors of New York, LLC is an investment advisory firm registered with the SEC based in Clifton Park, NY. The firm has been registered since 2008. It reports $232 million in regulatory assets under management and employs 1 people.
cfany.comView on SEC.gov ↗

Capital Financial Advisors of New York, LLC owners & executives

2 reported
NameTitleOwnershipSince
Kerry Gordon Mayo ControlMember25-50%2011
Sciandra Looney Julianne ControlChief Compliance Officer25-50%2017

Frequently asked questions

How much does Capital Financial Advisors of New York, LLC manage?

Capital Financial Advisors of New York, LLC reports $232 million in regulatory assets under management on its Form ADV.

How many employees does Capital Financial Advisors of New York, LLC have?

Capital Financial Advisors of New York, LLC reports 1 employees.

Where is Capital Financial Advisors of New York, LLC located?

Capital Financial Advisors of New York, LLC is based in Clifton Park, NY and has been SEC-registered since 2008.

Does Capital Financial Advisors of New York, LLC disclose fund performance?

Capital Financial Advisors of New York, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address10 Maxwell Drive, Suite 104b, Clifton Park, NY 12065
Phone518-280-0030
Office hours8:30 a.m. - 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$232M
Non-discretionary$0
Total (RAUM)$232M