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Capital Gains Inc

● SEC registered since 1992CRD 111717SEC# 801-41787Niles, IL
Export (members)
Reg. AUM
$166.6M
Employees
3
Accounts
9
Location
Niles, IL

Capital Gains Inc assets under management

Capital Gains Inc is an investment advisory firm registered with the SEC based in Niles, IL. The firm has been registered since 1992. It reports $166.6 million in regulatory assets under management and employs 3 people.
www.capgns.comView on SEC.gov ↗

Capital Gains Inc owners & executives

2 reported
NameTitleOwnershipSince
Gary Karshna ControlPresident, Treasurer, DirectorOver 75%1992
Gary Karshna ControlChief Compliance OfficerOver 75%2004

Frequently asked questions

How much does Capital Gains Inc manage?

Capital Gains Inc reports $166.6 million in regulatory assets under management on its Form ADV.

How many employees does Capital Gains Inc have?

Capital Gains Inc reports 3 employees.

Where is Capital Gains Inc located?

Capital Gains Inc is based in Niles, IL and has been SEC-registered since 1992.

Does Capital Gains Inc disclose fund performance?

Capital Gains Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address8060 W. Oakton Street, Suite 102, Niles, IL 60714
Phone847-318-9975
Fax847-318-9958
Office hours8:30a.m. To 5:00p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$166.6M
Non-discretionary$0
Total (RAUM)$166.6M