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Capital Investment Management, LLC

CRD 150705SEC# 801-136463Roseville, CA
Export (members)
No longer SEC-registered. Capital Investment Management, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$100.1M
Employees
3
Accounts
97
Location
Roseville, CA

Capital Investment Management, LLC assets under management

Capital Investment Management, LLC is an investment advisory firm registered with the SEC based in Roseville, CA. It reports $100.1 million in regulatory assets under management and employs 3 people.

Capital Investment Management, LLC owners & executives

2 reported
NameTitleOwnershipSince
Kurt James Halverstadt ControlManaging Member And Chief Compliance Officer50-75%2009
Sean Anthony Lehmann ControlManaging Member And Compliance Officer (laguna Niguel)50-75%2009

Frequently asked questions

How much does Capital Investment Management, LLC manage?

Capital Investment Management, LLC reports $100.1 million in regulatory assets under management on its Form ADV.

How many employees does Capital Investment Management, LLC have?

Capital Investment Management, LLC reports 3 employees.

Where is Capital Investment Management, LLC located?

Capital Investment Management, LLC is based in Roseville, CA.

Does Capital Investment Management, LLC disclose fund performance?

Capital Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address564 North Sunrise Avenue, Roseville, CA 95661
Office hours8:00 a.m. - 3:30 p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$100.1M
Non-discretionary$0
Total (RAUM)$100.1M