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Capital Planning, LLC

● SEC registered since 2014CRD 169470SEC# 801-79115Bellevue, WA
Export (members)
Reg. AUM
$676.9M
Employees
13
Accounts
1,434
Location
Bellevue, WA

Capital Planning, LLC assets under management

Capital Planning, LLC operates as an SEC-registered investment adviser based in Bellevue, WA. The firm has been registered since 2014. It reports $676.9 million in regulatory assets under management and employs 13 people.

Capital Planning, LLC owners & executives

4 reported
NameTitleOwnershipSince
James Earl Kelley ControlMember, President, Chief Operating Officer10-25%2014
M3 Holdings Corp Dba Capital Planning Corporation ControlOwnerOver 75%2013
Michael Darrell Miller ControlChief Executive Officer & Chief Compliance OfficerUnder 5%2014
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Frequently asked questions

How much does Capital Planning, LLC manage?

Capital Planning, LLC reports $676.9 million in regulatory assets under management on its Form ADV.

How many employees does Capital Planning, LLC have?

Capital Planning, LLC reports 13 employees.

Where is Capital Planning, LLC located?

Capital Planning, LLC is based in Bellevue, WA and has been SEC-registered since 2014.

Does Capital Planning, LLC disclose fund performance?

Capital Planning, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address10900 NE 4th Street, Suite 2300, Bellevue, WA 98004
Phone425-643-1800
Fax425-643-1216
Office hoursBy Appointment Only
SEC regionSan Francisco Regional Office (SFRO)
CIK1790688
Discloses disciplinary historyNo

Assets under management

Discretionary$676.9M
Non-discretionary$0
Total (RAUM)$676.9M