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Capital View Wealth Management, LLC

● SEC registered since 2003CRD 126653SEC# 801-62003
Export (members)
Reg. AUM
$126.1M
Employees
1
Accounts
35
Location
—

Capital View Wealth Management, LLC assets under management

Capital View Wealth Management, LLC is an investment advisory firm registered with the SEC. The firm has been registered since 2003. It reports $126.1 million in regulatory assets under management and employs 1 people.
View on SEC.gov ↗

Capital View Wealth Management, LLC owners & executives

1 reported
NameTitleOwnershipSince
Samuel B O'Brien ControlPresident/Chief Compliance OfficerOver 75%2003

Frequently asked questions

How much does Capital View Wealth Management, LLC manage?

Capital View Wealth Management, LLC reports $126.1 million in regulatory assets under management on its Form ADV.

How many employees does Capital View Wealth Management, LLC have?

Capital View Wealth Management, LLC reports 1 employees.

Does Capital View Wealth Management, LLC disclose fund performance?

Capital View Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone515-238-3737
Office hours9:00 a.m. - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$117.7M
Non-discretionary$8.3M
Total (RAUM)$126.1M