PPrivate Fund Data Log in Join · $37/mo

Capital Wealth Alliance, LLC

● SEC registered since 2018CRD 298257SEC# 801-113992Scottsdale, AZ
Export (members)
Reg. AUM
$220.5M
Employees
5
Accounts
881
Location
Scottsdale, AZ

Capital Wealth Alliance, LLC assets under management

Capital Wealth Alliance, LLC is an investment advisory firm registered with the SEC based in Scottsdale, AZ. The firm has been registered since 2018. It reports $220.5 million in regulatory assets under management and employs 5 people.

Capital Wealth Alliance, LLC owners & executives

2 reported
NameTitleOwnershipSince
Brent Michael Carman ControlManaging Partner50-75%2018
Robert D Wong ControlManaging Partner/ Chief Compliance Officer50-75%2018

Frequently asked questions

How much does Capital Wealth Alliance, LLC manage?

Capital Wealth Alliance, LLC reports $220.5 million in regulatory assets under management on its Form ADV.

How many employees does Capital Wealth Alliance, LLC have?

Capital Wealth Alliance, LLC reports 5 employees.

Where is Capital Wealth Alliance, LLC located?

Capital Wealth Alliance, LLC is based in Scottsdale, AZ and has been SEC-registered since 2018.

Does Capital Wealth Alliance, LLC disclose fund performance?

Capital Wealth Alliance, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address17015 North Scottsdale Road, Suite 250, Scottsdale, AZ 85255
Phone480-948-7590
Fax480-948-6998
Office hours7:00 a.m. - 4:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$220.5M
Non-discretionary$0
Total (RAUM)$220.5M