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Capstone Asset Management, LLC

CRD 155846SEC# 801-72116
Export (members)
No longer SEC-registered. Capstone Asset Management, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$241.3M
Employees
1
Accounts
2
Location
—

Capstone Asset Management, LLC assets under management

Capstone Asset Management, LLC operates as an SEC-registered investment adviser. It reports $241.3 million in regulatory assets under management and employs 1 people.
View on SEC.gov ↗

Capstone Asset Management, LLC owners & executives

1 reported
NameTitleOwnershipSince
John Andrew Schick ControlSole Member/ Chief Compliance OfficerOver 75%2010

Frequently asked questions

How much does Capstone Asset Management, LLC manage?

Capstone Asset Management, LLC reports $241.3 million in regulatory assets under management on its Form ADV.

How many employees does Capstone Asset Management, LLC have?

Capstone Asset Management, LLC reports 1 employees.

Does Capstone Asset Management, LLC disclose fund performance?

Capstone Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Office hours9a.m.-5p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary—
Non-discretionary$241.3M
Total (RAUM)$241.3M