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Capstone Financial Advisors Inc

● SEC registered since 1999CRD 109341SEC# 801-56979Downers Grove, IL
Export (members)
Reg. AUM
$2.44B
Employees
30
Accounts
4,008
Location
Downers Grove, IL

Capstone Financial Advisors Inc assets under management

Capstone Financial Advisors Inc is an investment advisory firm registered with the SEC based in Downers Grove, IL. The firm has been registered since 1999. It reports $2.4 billion in regulatory assets under management and employs 30 people.

Capstone Financial Advisors Inc owners & executives

6 reported
NameTitleOwnershipSince
Aldo Salvatore VultaggioShareholder5-10%2018
Brian Michael NiksaShareholder5-10%2018
Drew Alan AhrensChief Compliance OfficerUnder 5%2024
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Frequently asked questions

How much does Capstone Financial Advisors Inc manage?

Capstone Financial Advisors Inc reports $2.4 billion in regulatory assets under management on its Form ADV.

How many employees does Capstone Financial Advisors Inc have?

Capstone Financial Advisors Inc reports 30 employees.

Where is Capstone Financial Advisors Inc located?

Capstone Financial Advisors Inc is based in Downers Grove, IL and has been SEC-registered since 1999.

Does Capstone Financial Advisors Inc disclose fund performance?

Capstone Financial Advisors Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2001 Butterfield Road, Suite 1750, Downers Grove, IL 60515
Phone630-241-0833
Fax630-241-0834
Office hours8:30 a.m. To 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
CIK1599217
Discloses disciplinary historyNo

Assets under management

Discretionary$2.43B
Non-discretionary$8.4M
Total (RAUM)$2.44B