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Capstone Investment Financial Group, LLC

● SEC registered since 2007CRD 122575SEC# 801-67699Webster, NY
Export (members)
Ranks #5,258 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$136.6M
Fund GAV
$3M
Private funds
1
Employees
5
Accounts
881
Location
Webster, NY

Capstone Investment Financial Group, LLC assets under management

Capstone Investment Financial Group, LLC is a registered investment adviser overseen by the SEC based in Webster, NY. The firm has been registered since 2007. It reports $136.6 million in regulatory assets under management and employs 5 people. Capstone Investment Financial Group, LLC manages 1 private fund with combined gross assets of $3 million, including Rocky Mountain Capital Fund, L.P. By regulatory assets, it ranks 5,258 of 5,911 private fund managers.

Capstone Investment Financial Group, LLC private funds

1 funds · $3M GAV
FundTypeGross assetsMin.
Rocky Mountain Capital Fund, L.P.Hedge$3M$100K

Capstone Investment Financial Group, LLC owners & executives

5 reported
NameTitleOwnershipSince
Ann Terese Zemann ControlChief Compliance OfficerUnder 5%2010
Elizabeth A. Cornehlsen ControlMember10-25%2009
James Bryan Cornehlsen ControlChief Executive Officer50-75%2022
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Frequently asked questions

How much does Capstone Investment Financial Group, LLC manage?

Capstone Investment Financial Group, LLC reports $136.6 million in regulatory assets under management on its Form ADV.

How many private funds does Capstone Investment Financial Group, LLC manage?

Capstone Investment Financial Group, LLC manages 1 private funds with combined gross assets of $3 million.

How many employees does Capstone Investment Financial Group, LLC have?

Capstone Investment Financial Group, LLC reports 5 employees.

Where is Capstone Investment Financial Group, LLC located?

Capstone Investment Financial Group, LLC is based in Webster, NY and has been SEC-registered since 2007.

Does Capstone Investment Financial Group, LLC disclose fund performance?

Capstone Investment Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address115 West Salori Court, Webster, NY 14580
Phone719-477-9883
Fax719-477-1045
Office hoursBy Appointment Only
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$131.9M
Non-discretionary$4.6M
Total (RAUM)$136.6M

Service providers