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Capstone Wealth Management Group, LLC

● SEC registered since 2006CRD 128097SEC# 801-66144Bend, OR
Export (members)
Reg. AUM
$233.1M
Employees
6
Accounts
708
Location
Bend, OR

Capstone Wealth Management Group, LLC assets under management

Capstone Wealth Management Group, LLC is an investment advisory firm registered with the SEC based in Bend, OR. The firm has been registered since 2006. It reports $233.1 million in regulatory assets under management and employs 6 people.
www.capstonewmg.comView on SEC.gov ↗

Capstone Wealth Management Group, LLC owners & executives

2 reported
NameTitleOwnershipSince
James Michael Conrads ControlManaging Member/PrincipalOver 75%2009
Kevin John Serrapede ControlChief Compliance OfficerUnder 5%2006

Frequently asked questions

How much does Capstone Wealth Management Group, LLC manage?

Capstone Wealth Management Group, LLC reports $233.1 million in regulatory assets under management on its Form ADV.

How many employees does Capstone Wealth Management Group, LLC have?

Capstone Wealth Management Group, LLC reports 6 employees.

Where is Capstone Wealth Management Group, LLC located?

Capstone Wealth Management Group, LLC is based in Bend, OR and has been SEC-registered since 2006.

Does Capstone Wealth Management Group, LLC disclose fund performance?

Capstone Wealth Management Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address404 SW Columbia St., Suite 230, Bend, OR 97702-3453
Phone541-330-0266
Fax541-330-0254
Office hoursM-Th 8a.m. To 4p.m.; Fri 8 a.m. To 3p.m.
SEC regionSan Francisco Regional Office (SFRO)
CIK2059649
Discloses disciplinary historyYes

Assets under management

Discretionary$197.1M
Non-discretionary$35.9M
Total (RAUM)$233.1M