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Capstone Wealth Management, LLC

● SEC registered since 2016CRD 118296SEC# 801-107846Tuscaloosa, AL
Export (members)
Reg. AUM
$362.7M
Employees
8
Accounts
562
Location
Tuscaloosa, AL

Capstone Wealth Management, LLC assets under management

Capstone Wealth Management, LLC is an SEC-registered investment adviser based in Tuscaloosa, AL. The firm has been registered since 2016. It reports $362.7 million in regulatory assets under management and employs 8 people.

Capstone Wealth Management, LLC owners & executives

3 reported
NameTitleOwnershipSince
Jmf Wealth Management, LLC ControlMemberOver 75%2014
Joel William Lake ControlChief Compliance OfficerUnder 5%2014
Scott A Goldsmith ControlManaging MemberUnder 5%2018

Frequently asked questions

How much does Capstone Wealth Management, LLC manage?

Capstone Wealth Management, LLC reports $362.7 million in regulatory assets under management on its Form ADV.

How many employees does Capstone Wealth Management, LLC have?

Capstone Wealth Management, LLC reports 8 employees.

Where is Capstone Wealth Management, LLC located?

Capstone Wealth Management, LLC is based in Tuscaloosa, AL and has been SEC-registered since 2016.

Does Capstone Wealth Management, LLC disclose fund performance?

Capstone Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2200 Jack Warner Parkway, NE, Suite 300, Tuscaloosa, AL 35401
Phone205-345-8440
Fax205-722-9549
Office hours8:00 a.m. To 5:00 p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$362.1M
Non-discretionary$618K
Total (RAUM)$362.7M