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Capzone Management LLC

● SEC registered since 2024CRD 330135SEC# 801-130055Norwalk, CT
Export (members)
Ranks #4,771 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$204.8M
Fund GAV
$149.4M
Private funds
1
Employees
14
Accounts
1
Location
Norwalk, CT

Capzone Management LLC assets under management

Capzone Management LLC is a registered investment adviser overseen by the SEC based in Norwalk, CT. The firm has been registered since 2024. It reports $204.8 million in regulatory assets under management and employs 14 people. Capzone Management LLC manages 1 private fund with combined gross assets of $149.4 million, including United Submarine Alliance (USA) Qualified Opportunity Fund LP. By regulatory assets, it ranks 4,771 of 5,911 private fund managers.

Capzone Management LLC private funds

1 funds · $149.4M GAV
FundTypeGross assetsMin.
United Submarine Alliance (USA) Qualified Opportunity Fund LPReal Estate$149.4M$8M

Capzone Management LLC owners & executives

7 reported
NameTitleOwnershipSince
Capzone Impact Investments, LLC ControlOwnerOver 75%2019
Charles Thornton Lake ControlPresidentUnder 5%2019
Jaime Melissa McPheeChief Compliance OfficerUnder 5%2025
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Frequently asked questions

How much does Capzone Management LLC manage?

Capzone Management LLC reports $204.8 million in regulatory assets under management on its Form ADV.

How many private funds does Capzone Management LLC manage?

Capzone Management LLC manages 1 private funds with combined gross assets of $149.4 million.

How many employees does Capzone Management LLC have?

Capzone Management LLC reports 14 employees.

Where is Capzone Management LLC located?

Capzone Management LLC is based in Norwalk, CT and has been SEC-registered since 2024.

Does Capzone Management LLC disclose fund performance?

Capzone Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address50 Washington Street, 9th Floor, Suite 402e, Norwalk, CT 06854
Phone203-299-2376
FaxN/A
Office hours8:00 A.M .To 5:00 p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$204.8M
Non-discretionary$0
Total (RAUM)$204.8M

Service providers

Administrator