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Cardinal Retirement Planning, Inc.

● SEC registered since 2025CRD 166545SEC# 801-132974
Export (members)
Reg. AUM
$111M
Employees
3
Accounts
231
Location

Cardinal Retirement Planning, Inc. assets under management

Cardinal Retirement Planning, Inc. is an investment advisory firm registered with the SEC. The firm has been registered since 2025. It reports $111 million in regulatory assets under management and employs 3 people.

Cardinal Retirement Planning, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Anessa Custovic ControlInvestment Advisor Representative/Chief Investment OfficerUnder 5%2022
Douglas Victor Amis ControlPresident/Chief Compliance OfficerOver 75%2016

Frequently asked questions

How much does Cardinal Retirement Planning, Inc. manage?

Cardinal Retirement Planning, Inc. reports $111 million in regulatory assets under management on its Form ADV.

How many employees does Cardinal Retirement Planning, Inc. have?

Cardinal Retirement Planning, Inc. reports 3 employees.

Does Cardinal Retirement Planning, Inc. disclose fund performance?

Cardinal Retirement Planning, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone919-439-2114
Office hoursBy Appointment Only
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$108.8M
Non-discretionary$2.3M
Total (RAUM)$111M