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Carl Stuart Investment Advisor, Inc.

● SEC registered since 1999CRD 109995SEC# 801-56546Austin, TX
Export (members)
Reg. AUM
$515.2M
Employees
4
Accounts
939
Location
Austin, TX

Carl Stuart Investment Advisor, Inc. assets under management

Carl Stuart Investment Advisor, Inc. is a registered investment adviser overseen by the SEC based in Austin, TX. The firm has been registered since 1999. It reports $515.2 million in regulatory assets under management and employs 4 people.
www.linkedin.com/in/carl-stuart-715aa310View on SEC.gov ↗

Carl Stuart Investment Advisor, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Carl Wilson Stuart ControlPresident/Chief Compliance OfficerOver 75%1997
Linda Joann HeardSecretary/TreasurerUnder 5%1999
Lisa L BocanegraVice PresidentUnder 5%1997

Frequently asked questions

How much does Carl Stuart Investment Advisor, Inc. manage?

Carl Stuart Investment Advisor, Inc. reports $515.2 million in regulatory assets under management on its Form ADV.

How many employees does Carl Stuart Investment Advisor, Inc. have?

Carl Stuart Investment Advisor, Inc. reports 4 employees.

Where is Carl Stuart Investment Advisor, Inc. located?

Carl Stuart Investment Advisor, Inc. is based in Austin, TX and has been SEC-registered since 1999.

Does Carl Stuart Investment Advisor, Inc. disclose fund performance?

Carl Stuart Investment Advisor, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address623 W 38th Street, Suite 110, Austin, TX 78705-1212
Phone512-478-2275
Fax512-478-3062
Office hoursM-Th-8:30-5:00, F-8:30-4:00
SEC regionFort Worth Regional Office (FWRO)
CIK1910180
Discloses disciplinary historyNo

Assets under management

Discretionary$419.3M
Non-discretionary$95.9M
Total (RAUM)$515.2M