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Carlsbad Wealth Advisory Group, Inc.

● SEC registered since 2016CRD 146587SEC# 801-107521Carlsbad, CA
Export (members)
Reg. AUM
$204.4M
Employees
4
Accounts
730
Location
Carlsbad, CA

Carlsbad Wealth Advisory Group, Inc. assets under management

Carlsbad Wealth Advisory Group, Inc. is a registered investment adviser overseen by the SEC based in Carlsbad, CA. The firm has been registered since 2016. It reports $204.4 million in regulatory assets under management and employs 4 people.
www.carlsbadwealth.comView on SEC.gov ↗

Carlsbad Wealth Advisory Group, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Andrew Phillip Sontag ControlChief Investment Officer/Chief Compliance Officer50-75%2008
David Larkin George ControlChief Executive OfficerUnder 5%2008
Heather Morgan Wildonger Sontag ControlChief Financial Officer25-50%2023

Frequently asked questions

How much does Carlsbad Wealth Advisory Group, Inc. manage?

Carlsbad Wealth Advisory Group, Inc. reports $204.4 million in regulatory assets under management on its Form ADV.

How many employees does Carlsbad Wealth Advisory Group, Inc. have?

Carlsbad Wealth Advisory Group, Inc. reports 4 employees.

Where is Carlsbad Wealth Advisory Group, Inc. located?

Carlsbad Wealth Advisory Group, Inc. is based in Carlsbad, CA and has been SEC-registered since 2016.

Does Carlsbad Wealth Advisory Group, Inc. disclose fund performance?

Carlsbad Wealth Advisory Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5927 Balfour Ct, Suite 207, Carlsbad, CA 92008
Phone760-607-0812
Fax888-200-3750
Office hours9:00 a.m. - 5:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$204.4M
Non-discretionary$0
Total (RAUM)$204.4M