PPrivate Fund Data Log in Join · $37/mo

Carlson & Company Financial Services, LLC

● SEC registered since 2018CRD 295907SEC# 801-113595Topeka, KS
Export (members)
Reg. AUM
$546.7M
Employees
27
Accounts
3,315
Location
Topeka, KS

Carlson & Company Financial Services, LLC assets under management

Carlson & Company Financial Services, LLC is a registered investment adviser overseen by the SEC based in Topeka, KS. The firm has been registered since 2018. It reports $546.7 million in regulatory assets under management and employs 27 people.
facebook.com/carlsonfinancialView on SEC.gov ↗

Carlson & Company Financial Services, LLC owners & executives

6 reported
NameTitleOwnershipSince
Carl R Carlson ControlChief Executive OfficerUnder 5%2018
Carlson Financial Holdings ControlOwnerOver 75%2024
Daniel Eugene Moylan ControlChief Investment OfficerUnder 5%2018
See all 6 owners & executives — unlock the full record.
Join to unlock · $37/mo

Frequently asked questions

How much does Carlson & Company Financial Services, LLC manage?

Carlson & Company Financial Services, LLC reports $546.7 million in regulatory assets under management on its Form ADV.

How many employees does Carlson & Company Financial Services, LLC have?

Carlson & Company Financial Services, LLC reports 27 employees.

Where is Carlson & Company Financial Services, LLC located?

Carlson & Company Financial Services, LLC is based in Topeka, KS and has been SEC-registered since 2018.

Does Carlson & Company Financial Services, LLC disclose fund performance?

Carlson & Company Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1201 SW Oakley Avenue, Topeka, KS 66604
Phone(844) 227-5766
Office hours8:00a.m. To 5:00p.m.
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$546.7M
Non-discretionary$0
Total (RAUM)$546.7M