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Carolina Financial Advisors, Inc.

● SEC registered since 2021CRD 118823SEC# 801-120773Greensboro, NC
Export (members)
Reg. AUM
$211.6M
Employees
7
Accounts
1,034
Location
Greensboro, NC

Carolina Financial Advisors, Inc. assets under management

Carolina Financial Advisors, Inc. is a registered investment adviser overseen by the SEC based in Greensboro, NC. The firm has been registered since 2021. It reports $211.6 million in regulatory assets under management and employs 7 people.
www.carolinafinancialadvisors.comView on SEC.gov ↗

Carolina Financial Advisors, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Christopher Wick Jones ControlPresidentOver 75%2000
Jessica Ann Neisler ControlChief Compliance OfficerUnder 5%2021

Frequently asked questions

How much does Carolina Financial Advisors, Inc. manage?

Carolina Financial Advisors, Inc. reports $211.6 million in regulatory assets under management on its Form ADV.

How many employees does Carolina Financial Advisors, Inc. have?

Carolina Financial Advisors, Inc. reports 7 employees.

Where is Carolina Financial Advisors, Inc. located?

Carolina Financial Advisors, Inc. is based in Greensboro, NC and has been SEC-registered since 2021.

Does Carolina Financial Advisors, Inc. disclose fund performance?

Carolina Financial Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address100 East Lake Dr., Suite 100, Greensboro, NC 27403
Phone336-333-0176
Fax336-355-9027
Office hours9 a.m. To 5 p.m. Est
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$195.3M
Non-discretionary$16.3M
Total (RAUM)$211.6M