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Carolina Wealth Management, Inc.

● SEC registered since 2004CRD 131393SEC# 801-63091Greenville, NC
Export (members)
Reg. AUM
$711.8M
Employees
10
Accounts
1,404
Location
Greenville, NC

Carolina Wealth Management, Inc. assets under management

Carolina Wealth Management, Inc. is an investment advisory firm registered with the SEC based in Greenville, NC. The firm has been registered since 2004. It reports $711.8 million in regulatory assets under management and employs 10 people.
www.mycarolinawealth.comView on SEC.gov ↗

Carolina Wealth Management, Inc. owners & executives

3 reported
NameTitleOwnershipSince
David Ronald Damm ControlChief Executive Officer25-50%2004
David Walter Silver ControlOwner5-10%2005
Derek Sanderson Pszenny ControlPresident, Chief Compliance Officer25-50%2005

Frequently asked questions

How much does Carolina Wealth Management, Inc. manage?

Carolina Wealth Management, Inc. reports $711.8 million in regulatory assets under management on its Form ADV.

How many employees does Carolina Wealth Management, Inc. have?

Carolina Wealth Management, Inc. reports 10 employees.

Where is Carolina Wealth Management, Inc. located?

Carolina Wealth Management, Inc. is based in Greenville, NC and has been SEC-registered since 2004.

Does Carolina Wealth Management, Inc. disclose fund performance?

Carolina Wealth Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1706-A East Arlington Blvd., Greenville, NC 27858
Phone252-439-1344
Fax866-295-6986
Office hours9:00a.m. - 5:00p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$459.3M
Non-discretionary$252.5M
Total (RAUM)$711.8M