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Carroll Investors, Inc.

● SEC registered since 2020CRD 311180SEC# 801-119870Mt Pleasant, SC
Export (members)
Reg. AUM
$213.3M
Employees
3
Accounts
305
Location
Mt Pleasant, SC

Carroll Investors, Inc. assets under management

Carroll Investors, Inc. is an SEC-registered investment adviser based in Mt Pleasant, SC. The firm has been registered since 2020. It reports $213.3 million in regulatory assets under management and employs 3 people.
View on SEC.gov ↗

Carroll Investors, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Maria Martino HoweChief Compliance OfficerUnder 5%2020
Stephen Darryl Carroll ControlPresident/CeoOver 75%2020

Frequently asked questions

How much does Carroll Investors, Inc. manage?

Carroll Investors, Inc. reports $213.3 million in regulatory assets under management on its Form ADV.

How many employees does Carroll Investors, Inc. have?

Carroll Investors, Inc. reports 3 employees.

Where is Carroll Investors, Inc. located?

Carroll Investors, Inc. is based in Mt Pleasant, SC and has been SEC-registered since 2020.

Does Carroll Investors, Inc. disclose fund performance?

Carroll Investors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1036 Lansing Dr, Suite 102, Mt Pleasant, SC 29464
Phone843-352-4963
Office hours9:00 a.m. - 4:30 p.m.
SEC regionAtlanta Regional Office (ARO)
CIK1911400
Discloses disciplinary historyNo

Assets under management

Discretionary$213.3M
Non-discretionary$0
Total (RAUM)$213.3M