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Carter Financial Group, Inc.

● SEC registered since 2020CRD 301025SEC# 801-118263Barrington, IL
Export (members)
Reg. AUM
$325.1M
Employees
9
Accounts
2,093
Location
Barrington, IL

Carter Financial Group, Inc. assets under management

Carter Financial Group, Inc. is an investment advisory firm registered with the SEC based in Barrington, IL. The firm has been registered since 2020. It reports $325.1 million in regulatory assets under management and employs 9 people.
www.linkedin.com/in/kevin-k-carter-7687b84View on SEC.gov ↗

Carter Financial Group, Inc. owners & executives

4 reported
NameTitleOwnershipSince
Gery Joseph Sadzewicz ControlChief Compliance OfficerUnder 5%2019
Jennifer Ann KarchMemberUnder 5%2018
Kevin Kenneth Carter ControlPresidentOver 75%2019
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Frequently asked questions

How much does Carter Financial Group, Inc. manage?

Carter Financial Group, Inc. reports $325.1 million in regulatory assets under management on its Form ADV.

How many employees does Carter Financial Group, Inc. have?

Carter Financial Group, Inc. reports 9 employees.

Where is Carter Financial Group, Inc. located?

Carter Financial Group, Inc. is based in Barrington, IL and has been SEC-registered since 2020.

Does Carter Financial Group, Inc. disclose fund performance?

Carter Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address200 N. Northwest Highway, Barrington, IL 60010
Phone847-713-2700
Office hours8:00 a.m. - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$261.9M
Non-discretionary$63.2M
Total (RAUM)$325.1M