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Castle Rock Wealth Management, LLC

● SEC registered since 2017CRD 199513SEC# 801-110593Walnut Creek, CA
Export (members)
Reg. AUM
$521.8M
Employees
8
Accounts
1,904
Location
Walnut Creek, CA

Castle Rock Wealth Management, LLC assets under management

Castle Rock Wealth Management, LLC is an investment advisory firm registered with the SEC based in Walnut Creek, CA. The firm has been registered since 2017. It reports $521.8 million in regulatory assets under management and employs 8 people.
www.crwmadvisors.comView on SEC.gov ↗

Castle Rock Wealth Management, LLC owners & executives

2 reported
NameTitleOwnershipSince
James Blair Luippold ControlManaging MemberOver 75%2015
Jennifer Rose Luippold ControlChief Compliance OfficerUnder 5%2017

Frequently asked questions

How much does Castle Rock Wealth Management, LLC manage?

Castle Rock Wealth Management, LLC reports $521.8 million in regulatory assets under management on its Form ADV.

How many employees does Castle Rock Wealth Management, LLC have?

Castle Rock Wealth Management, LLC reports 8 employees.

Where is Castle Rock Wealth Management, LLC located?

Castle Rock Wealth Management, LLC is based in Walnut Creek, CA and has been SEC-registered since 2017.

Does Castle Rock Wealth Management, LLC disclose fund performance?

Castle Rock Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1777 Botelho Dr., Suite 105, Walnut Creek, CA 94596
Phone925-478-8800
Fax925-478-8805
Office hours8a.m. - 5p.m.
SEC regionSan Francisco Regional Office (SFRO)
CIK1727605
Discloses disciplinary historyNo

Assets under management

Discretionary$521.8M
Non-discretionary$0
Total (RAUM)$521.8M