Castle Securities, LLC

● SEC registered since 2026CRD 342075SEC# 801-136529Mooresville, NC

Export (members)

Reg. AUM

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Employees

Accounts

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Location

Mooresville, NC

Castle Securities, LLC assets under management

Castle Securities, LLC is a registered investment adviser overseen by the SEC based in Mooresville, NC. The firm has been registered since 2026. It employs 3 people.

View on SEC.gov ↗

Castle Securities, LLC owners & executives

2 reported

Name	Title	Ownership	Since
Jonathan MacKenzie Malone Control	Managing Member	Over 75%	2026
Michael Patrick McFadden Control	Chief Compliance Officer	Under 5%	2026

Frequently asked questions

How many employees does Castle Securities, LLC have?

Castle Securities, LLC reports 3 employees.

Where is Castle Securities, LLC located?

Castle Securities, LLC is based in Mooresville, NC and has been SEC-registered since 2026.

Does Castle Securities, LLC disclose fund performance?

Castle Securities, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address	131 Plantation Ridge Dr., St. 110, Mooresville, NC 28117
Phone	704-594-8000
Fax	(704) 582-6267
Office hours	8-5
SEC region	Atlanta Regional Office (ARO)
Discloses disciplinary history	No