PPrivate Fund Data Log in Join · $37/mo

Catawba River Capital

● SEC registered since 2018CRD 134217SEC# 801-113237Lake Wylie, SC
Export (members)
Reg. AUM
$262.4M
Employees
4
Accounts
837
Location
Lake Wylie, SC

Catawba River Capital assets under management

Catawba River Capital is an investment advisory firm registered with the SEC based in Lake Wylie, SC. The firm has been registered since 2018. It reports $262.4 million in regulatory assets under management and employs 4 people.
www.facebook.com/catawbarivercapitalView on SEC.gov ↗

Catawba River Capital owners & executives

2 reported
NameTitleOwnershipSince
Derek Martin Lewis ControlChief Compliance Officer5-10%2018
Robert Paul Boggs ControlPresidentOver 75%2000

Frequently asked questions

How much does Catawba River Capital manage?

Catawba River Capital reports $262.4 million in regulatory assets under management on its Form ADV.

How many employees does Catawba River Capital have?

Catawba River Capital reports 4 employees.

Where is Catawba River Capital located?

Catawba River Capital is based in Lake Wylie, SC and has been SEC-registered since 2018.

Does Catawba River Capital disclose fund performance?

Catawba River Capital is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4100 Charlotte Hwy., Lake Wylie, SC 29710
Phone803-831-0911
Office hours8:30 a.m. - 4:30 p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$232.5M
Non-discretionary$29.9M
Total (RAUM)$262.4M