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Cathy Pareto and Associates, Inc.

● SEC registered since 2017CRD 145919SEC# 801-110395Coral Gables, FL
Export (members)
Reg. AUM
$268M
Employees
6
Accounts
587
Location
Coral Gables, FL

Cathy Pareto and Associates, Inc. assets under management

Cathy Pareto and Associates, Inc. is a registered investment adviser overseen by the SEC based in Coral Gables, FL. The firm has been registered since 2017. It reports $268 million in regulatory assets under management and employs 6 people.
www.youtube.com/@azzendowealthadvisorsView on SEC.gov ↗

Cathy Pareto and Associates, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Catherina Marlene Pareto ControlPresident/Chief Compliance OfficerOver 75%2007

Frequently asked questions

How much does Cathy Pareto and Associates, Inc. manage?

Cathy Pareto and Associates, Inc. reports $268 million in regulatory assets under management on its Form ADV.

How many employees does Cathy Pareto and Associates, Inc. have?

Cathy Pareto and Associates, Inc. reports 6 employees.

Where is Cathy Pareto and Associates, Inc. located?

Cathy Pareto and Associates, Inc. is based in Coral Gables, FL and has been SEC-registered since 2017.

Does Cathy Pareto and Associates, Inc. disclose fund performance?

Cathy Pareto and Associates, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address901 Ponce de Leon Blvd., Suite 501, Coral Gables, FL 33134
Phone305-648-9814
Fax305-675-7652
Office hours9:00a.m. - 5:00 p.m.
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$256.3M
Non-discretionary$11.7M
Total (RAUM)$268M