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Cavalier Investments, LLC

● SEC registered since 2015CRD 281201SEC# 801-106545Alpharetta, GA
Export (members)
Reg. AUM
$361.6M
Employees
7
Accounts
6
Location
Alpharetta, GA

Cavalier Investments, LLC assets under management

Cavalier Investments, LLC is an investment advisory firm registered with the SEC based in Alpharetta, GA. The firm has been registered since 2015. It reports $361.6 million in regulatory assets under management and employs 7 people.
www.adaptiveinv.comView on SEC.gov ↗

Cavalier Investments, LLC owners & executives

6 reported
NameTitleOwnershipSince
Cavalier16, Inc. ControlDirect Owner50-75%2016
Gary Scott WetheringtonChief Investment OfficerUnder 5%2016
Gregory Allan Rutherford ControlPresident And CeoUnder 5%2015
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Frequently asked questions

How much does Cavalier Investments, LLC manage?

Cavalier Investments, LLC reports $361.6 million in regulatory assets under management on its Form ADV.

How many employees does Cavalier Investments, LLC have?

Cavalier Investments, LLC reports 7 employees.

Where is Cavalier Investments, LLC located?

Cavalier Investments, LLC is based in Alpharetta, GA and has been SEC-registered since 2015.

Does Cavalier Investments, LLC disclose fund performance?

Cavalier Investments, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address12600 Deerfield Parkway, Suite 100, Alpharetta, GA 30004
Phone888.721.4588
Office hours5-Sep
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$360.5M
Non-discretionary$1.1M
Total (RAUM)$361.6M