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Caxton Associates (USA) LLC

● SEC registered since 2005CRD 132823SEC# 801-63731New York, NY
Export (members)
Reg. AUM
$3.75B
Employees
27
Accounts
13
Location
New York, NY

Caxton Associates (USA) LLC assets under management

Caxton Associates (USA) LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2005. It reports $3.7 billion in regulatory assets under management and employs 27 people.
www.caxton.comView on SEC.gov ↗

Caxton Associates (USA) LLC owners & executives

8 reported
NameTitleOwnershipSince
Alexander Michael Underwood ControlGeneral CounselUnder 5%2025
Benjamin Stephan Ohly ControlChief Compliance OfficerUnder 5%2023
Caxton Associates Llp ControlSole ShareholderOver 75%2025
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Frequently asked questions

How much does Caxton Associates (USA) LLC manage?

Caxton Associates (USA) LLC reports $3.7 billion in regulatory assets under management on its Form ADV.

How many employees does Caxton Associates (USA) LLC have?

Caxton Associates (USA) LLC reports 27 employees.

Where is Caxton Associates (USA) LLC located?

Caxton Associates (USA) LLC is based in New York, NY and has been SEC-registered since 2005.

Does Caxton Associates (USA) LLC disclose fund performance?

Caxton Associates (USA) LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address280 Park Avenue, 43rd Floor, New York, NY 10017
Phone212-593-7700
Office hours8:30 To 6:00
SEC regionNew York Regional Office (NYRO)
CIK872573
Discloses disciplinary historyYes

Assets under management

Discretionary$3.75B
Non-discretionary$0
Total (RAUM)$3.75B