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Cdm Financial Counseling Services, Inc.

● SEC registered since 2018CRD 126295SEC# 801-112929Norwich, CT
Export (members)
Reg. AUM
$275.4M
Employees
2
Accounts
568
Location
Norwich, CT

Cdm Financial Counseling Services, Inc. assets under management

Cdm Financial Counseling Services, Inc. is a registered investment adviser overseen by the SEC based in Norwich, CT. The firm has been registered since 2018. It reports $275.4 million in regulatory assets under management and employs 2 people.
www.thamesct.comView on SEC.gov ↗

Cdm Financial Counseling Services, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Andrew Drake Sawyer ControlChief Compliance Officer / Vice President50-75%2020
Denise G LindellShareholder10-25%2024
Steven L. Bokoff ControlPresident, Treasurer25-50%1996

Frequently asked questions

How much does Cdm Financial Counseling Services, Inc. manage?

Cdm Financial Counseling Services, Inc. reports $275.4 million in regulatory assets under management on its Form ADV.

How many employees does Cdm Financial Counseling Services, Inc. have?

Cdm Financial Counseling Services, Inc. reports 2 employees.

Where is Cdm Financial Counseling Services, Inc. located?

Cdm Financial Counseling Services, Inc. is based in Norwich, CT and has been SEC-registered since 2018.

Does Cdm Financial Counseling Services, Inc. disclose fund performance?

Cdm Financial Counseling Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address457 West Main Street, Norwich, CT 06360
Phone860-886-5108
Fax860-889-8683
Office hours8:30 a.m. - 4:30 p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$162.2M
Non-discretionary$113.2M
Total (RAUM)$275.4M