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Centaurus Financial, Inc.

● SEC registered since 1999CRD 30833SEC# 801-56882Anaheim, CA
Export (members)
Reg. AUM
$7.34B
Employees
580
Accounts
38,049
Location
Anaheim, CA

Centaurus Financial, Inc. assets under management

Centaurus Financial, Inc. is an investment advisory firm registered with the SEC based in Anaheim, CA. The firm has been registered since 1999. It reports $7.3 billion in regulatory assets under management and employs 580 people.

Centaurus Financial, Inc. owners & executives

11 reported
NameTitleOwnershipSince
Federation of Financial Services ControlOwnerOver 75%1993
James Ronald Sr King ControlDirector/Chairman Of The Board/CeoUnder 5%2007
Jerome Victor Duhovic ControlDirector/Evp/Chief Administrative OfficerUnder 5%2006
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Frequently asked questions

How much does Centaurus Financial, Inc. manage?

Centaurus Financial, Inc. reports $7.3 billion in regulatory assets under management on its Form ADV.

How many employees does Centaurus Financial, Inc. have?

Centaurus Financial, Inc. reports 580 employees.

Where is Centaurus Financial, Inc. located?

Centaurus Financial, Inc. is based in Anaheim, CA and has been SEC-registered since 1999.

Does Centaurus Financial, Inc. disclose fund performance?

Centaurus Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2300 East Katella Ave, Suite 200, Anaheim, CA 92806
Phone714-456-1790
Fax714-456-1799
Office hours8:30 a.m. To 5:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
CIK891943
Discloses disciplinary historyYes

Assets under management

Discretionary$2.37B
Non-discretionary$4.97B
Total (RAUM)$7.34B