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Charles Schwab & Co., Inc.

● SEC registered since 1987CRD 5393SEC# 801-29938San Francisco, CA
Export (members)
Reg. AUM
Employees
30,065
Accounts
Location
San Francisco, CA

Charles Schwab & Co., Inc. assets under management

Charles Schwab & Co., Inc. is an investment advisory firm registered with the SEC based in San Francisco, CA. The firm has been registered since 1987. It employs 30,065 people.

Charles Schwab & Co., Inc. owners & executives

9 reported
NameTitleOwnershipSince
Charles NicholsManaging Director And Broker Dealer & Investment Advisor Chief Compliance OfficerUnder 5%2023
Dennis Willard HowardManaging Director And Chief Information OfficerUnder 5%2017
Jeffrey Harold Starr ControlManaging Director, And Operational Services And Principal Operations OfficerUnder 5%2020
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Frequently asked questions

How many employees does Charles Schwab & Co., Inc. have?

Charles Schwab & Co., Inc. reports 30,065 employees.

Where is Charles Schwab & Co., Inc. located?

Charles Schwab & Co., Inc. is based in San Francisco, CA and has been SEC-registered since 1987.

Does Charles Schwab & Co., Inc. disclose fund performance?

Charles Schwab & Co., Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address211 Main Street, 17th Floor, San Francisco, CA 94105
Phone415-667-7000
Fax415-667-0170
Office hours8:00 a.m. - 5:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
CIK87634
Discloses disciplinary historyYes