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Charles Schwab Investment Management, Inc

● SEC registered since 1990CRD 106753SEC# 801-35905San Francisco, CA
Export (members)
Reg. AUM
$14.4M
Employees
877
Accounts
843,555
Location
San Francisco, CA

Charles Schwab Investment Management, Inc assets under management

Charles Schwab Investment Management, Inc is an investment advisory firm registered with the SEC based in San Francisco, CA. The firm has been registered since 1990. It reports $14.4 million in regulatory assets under management and employs 877 people.

Charles Schwab Investment Management, Inc owners & executives

9 reported
NameTitleOwnershipSince
Catherine Margaret MacGregorChief Legal OfficerUnder 5%2022
Jessica Ann Seidlitz ControlChief Financial Officer And Chief Operating OfficerUnder 5%2024
Mark HunterChief Compliance OfficerUnder 5%2024
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Frequently asked questions

How much does Charles Schwab Investment Management, Inc manage?

Charles Schwab Investment Management, Inc reports $14.4 million in regulatory assets under management on its Form ADV.

How many employees does Charles Schwab Investment Management, Inc have?

Charles Schwab Investment Management, Inc reports 877 employees.

Where is Charles Schwab Investment Management, Inc located?

Charles Schwab Investment Management, Inc is based in San Francisco, CA and has been SEC-registered since 1990.

Does Charles Schwab Investment Management, Inc disclose fund performance?

Charles Schwab Investment Management, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address211 Main Street, Suite 1700, San Francisco, CA 94105
Phone800-650-9744
Office hours8:00 a.m. To 5:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
CIK884546
Discloses disciplinary historyYes

Assets under management

Discretionary$14.2M
Non-discretionary$21.94B
Total (RAUM)$14.4M