| Name | Title | Ownership | Since |
|---|---|---|---|
| Chad Arnold Control | Coo Wealth, Executive Vice President | Under 5% | 2023 |
| Citizens Bank, N.A. Control | Direct Ownership | Over 75% | 2015 |
| David Howard Shore Control | Chief Compliance Officer | Under 5% | 2018 |
Citizens Securities, Inc. reports $9.2 billion in regulatory assets under management on its Form ADV.
Citizens Securities, Inc. reports 418 employees.
Citizens Securities, Inc. is based in Johnston, RI and has been SEC-registered since 2003.
Citizens Securities, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | One Citizens Bank Way, Jcb135, Johnston, RI 02043 |
| Phone | 1-800-942-8300 |
| Fax | 877-349-3048 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | Yes |
| Discretionary | — |
| Non-discretionary | $9.19B |
| Total (RAUM) | $9.19B |