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Clarfeld Financial Advisors, LLC

● SEC registered since 1992CRD 106743SEC# 801-40835Tarrytown, NY
Export (members)
Reg. AUM
$12.18B
Employees
200
Accounts
7,846
Location
Tarrytown, NY

Clarfeld Financial Advisors, LLC assets under management

Clarfeld Financial Advisors, LLC is a registered investment adviser overseen by the SEC based in Tarrytown, NY. The firm has been registered since 1992. It reports $12.2 billion in regulatory assets under management and employs 200 people.
www.citizensbank.com/investing-and-wealth-management/services/clarfeld.aspxView on SEC.gov ↗

Clarfeld Financial Advisors, LLC owners & executives

8 reported
NameTitleOwnershipSince
Anthony Lorenzo Schembri ControlDirector Of Investment OperationsUnder 5%2006
Citizens Bank, N.A. ControlDirect OwnershipOver 75%2019
David Howard ShoreChief Compliance OfficerUnder 5%2023
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Frequently asked questions

How much does Clarfeld Financial Advisors, LLC manage?

Clarfeld Financial Advisors, LLC reports $12.2 billion in regulatory assets under management on its Form ADV.

How many employees does Clarfeld Financial Advisors, LLC have?

Clarfeld Financial Advisors, LLC reports 200 employees.

Where is Clarfeld Financial Advisors, LLC located?

Clarfeld Financial Advisors, LLC is based in Tarrytown, NY and has been SEC-registered since 1992.

Does Clarfeld Financial Advisors, LLC disclose fund performance?

Clarfeld Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address520 White Plains Road, 3rd Floor, Tarrytown, NY 10591
Phone914-846-0100
Fax914-846-0199
Office hours8:30a.m.-5:30p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$9.85B
Non-discretionary$2.33B
Total (RAUM)$12.18B