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Cleveland Wealth, LLC

● SEC registered since 2019CRD 282196SEC# 801-117776Cleveland, OH
Export (members)
Reg. AUM
$1.01B
Employees
2
Accounts
3,284
Location
Cleveland, OH

Cleveland Wealth, LLC assets under management

Cleveland Wealth, LLC is an SEC-registered investment adviser based in Cleveland, OH. The firm has been registered since 2019. It reports $1 billion in regulatory assets under management and employs 2 people.
www.clevelandwealth.comView on SEC.gov ↗

Cleveland Wealth, LLC owners & executives

2 reported
NameTitleOwnershipSince
Douglas William Sockman ControlPrincipal/Chief Compliance Officer50-75%2015
Thomas Williams Stockett ControlPrincipal50-75%2015

Frequently asked questions

How much does Cleveland Wealth, LLC manage?

Cleveland Wealth, LLC reports $1 billion in regulatory assets under management on its Form ADV.

How many employees does Cleveland Wealth, LLC have?

Cleveland Wealth, LLC reports 2 employees.

Where is Cleveland Wealth, LLC located?

Cleveland Wealth, LLC is based in Cleveland, OH and has been SEC-registered since 2019.

Does Cleveland Wealth, LLC disclose fund performance?

Cleveland Wealth, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address600 Superior Avenue East, Suite 2550, Cleveland, OH 44114
Phone(216) 810-5900
Fax(216) 810-5901
Office hours8:00a.m.-5:00p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$3.1M
Non-discretionary$1.01B
Total (RAUM)$1.01B