| Name | Title | Ownership | Since |
|---|---|---|---|
| David Joseph Nelson | Chief Operating Officer | Under 5% | 2023 |
| Gretchen Elizabeth Lee | Chief Compliance Officer | Under 5% | 2019 |
| Kathleen Gilmore Control | Chairman & President | 10-25% | 2020 |
Clifford Swan Investment Counsel LLC reports $4.1 billion in regulatory assets under management on its Form ADV.
Clifford Swan Investment Counsel LLC reports 33 employees.
Clifford Swan Investment Counsel LLC is based in Pasadena, CA and has been SEC-registered since 1999.
Clifford Swan Investment Counsel LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 177 E. Colorado Blvd, Ste 550, Pasadena, CA 91105-1965 |
| Phone | 626-792-2228 |
| Fax | 626-792-2670 |
| Office hours | 7:00 a.m. To 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 1034642 |
| Discloses disciplinary history | No |
| Discretionary | $3.61B |
| Non-discretionary | $532.6M |
| Total (RAUM) | $4.14B |