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Closed-End Fund Advisors Inc.

● SEC registered since 2018CRD 115562SEC# 801-113697Richmond, VA
Export (members)
Reg. AUM
$186.6M
Employees
5
Accounts
164
Location
Richmond, VA

Closed-End Fund Advisors Inc. assets under management

Closed-End Fund Advisors Inc. operates as an SEC-registered investment adviser based in Richmond, VA. The firm has been registered since 2018. It reports $186.6 million in regulatory assets under management and employs 5 people.
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Closed-End Fund Advisors Inc. owners & executives

2 reported
NameTitleOwnershipSince
John Cole Scott ControlPresidentOver 75%2022
John Cole Scott ControlChief Investment Officer & Chief Compliance OfficerOver 75%2004

Frequently asked questions

How much does Closed-End Fund Advisors Inc. manage?

Closed-End Fund Advisors Inc. reports $186.6 million in regulatory assets under management on its Form ADV.

How many employees does Closed-End Fund Advisors Inc. have?

Closed-End Fund Advisors Inc. reports 5 employees.

Where is Closed-End Fund Advisors Inc. located?

Closed-End Fund Advisors Inc. is based in Richmond, VA and has been SEC-registered since 2018.

Does Closed-End Fund Advisors Inc. disclose fund performance?

Closed-End Fund Advisors Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address7204 Glen Forest Drive, Suite #105, Richmond, VA 23226
Phone804-288-2482
Office hours8:30a.m. To 5:00p.m.
SEC regionPhiladelphia Regional Office (PLRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$98.6M
Non-discretionary$88M
Total (RAUM)$186.6M