| Name | Title | Ownership | Since |
|---|---|---|---|
| 1979 Holding Company, LLC Control | Managing Member | Over 75% | 2017 |
| Alexander William Hansen Control | Svp, Ria Compliance | Under 5% | 2021 |
| Brian Thomas Price Control | Managing Principal, Investment Management And Research | Under 5% | 2022 |
Commonwealth Equity Services, LLC reports $21 million in regulatory assets under management on its Form ADV.
Commonwealth Equity Services, LLC reports 4,850 employees.
Commonwealth Equity Services, LLC is based in Waltham, MA and has been SEC-registered since 1992.
Commonwealth Equity Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 29 Sawyer Road, Suite 400, Waltham, MA 02453-3483 |
| Phone | 781-736-0700 |
| Fax | 781-398-9905 |
| Office hours | 8:30a.m. To 5:30p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 312272 |
| Discloses disciplinary history | Yes |
| Discretionary | $2M |
| Non-discretionary | $6.47B |
| Total (RAUM) | $21M |