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Commonwealth Financial Services, LLC.

● SEC registered since 2023CRD 324930SEC# 801-127499Vienna, WV
Export (members)
Reg. AUM
$774.8M
Employees
26
Accounts
4,851
Location
Vienna, WV

Commonwealth Financial Services, LLC. assets under management

Commonwealth Financial Services, LLC. operates as an SEC-registered investment adviser based in Vienna, WV. The firm has been registered since 2023. It reports $774.8 million in regulatory assets under management and employs 26 people.
cfswv.comView on SEC.gov ↗

Commonwealth Financial Services, LLC. owners & executives

5 reported
NameTitleOwnershipSince
Daniel Lee Spurgeon ControlOwner & Financial Advisor25-50%2023
Matthew David Rothchild ControlChief Compliance OfficerUnder 5%2024
Michael Charles Seese ControlCo-Founder / Owner & Financial Advisor25-50%2023
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Frequently asked questions

How much does Commonwealth Financial Services, LLC. manage?

Commonwealth Financial Services, LLC. reports $774.8 million in regulatory assets under management on its Form ADV.

How many employees does Commonwealth Financial Services, LLC. have?

Commonwealth Financial Services, LLC. reports 26 employees.

Where is Commonwealth Financial Services, LLC. located?

Commonwealth Financial Services, LLC. is based in Vienna, WV and has been SEC-registered since 2023.

Does Commonwealth Financial Services, LLC. disclose fund performance?

Commonwealth Financial Services, LLC. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address373 Timberline Parkway, Vienna, WV 26105
Phone304-422-3531
Office hours8:30a.m. - 5:00p.m.
SEC regionPhiladelphia Regional Office (PLRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$753.3M
Non-discretionary$21.5M
Total (RAUM)$774.8M