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Compass Financial Advisors LLC

● SEC registered since 1998CRD 109131SEC# 801-56002Fort Wayne, IN
Export (members)
Reg. AUM
$264.7M
Employees
7
Accounts
750
Location
Fort Wayne, IN

Compass Financial Advisors LLC assets under management

Compass Financial Advisors LLC is a registered investment adviser overseen by the SEC based in Fort Wayne, IN. The firm has been registered since 1998. It reports $264.7 million in regulatory assets under management and employs 7 people.
www.linkedin.com/company/compass-financial-advisors/aboutView on SEC.gov ↗

Compass Financial Advisors LLC owners & executives

5 reported
NameTitleOwnershipSince
Clifford Lee Malings ControlMember10-25%2020
David Eugene Fought ControlMember50-75%1988
James Joseph Bobos ControlChief Executive OfficerUnder 5%2000
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Frequently asked questions

How much does Compass Financial Advisors LLC manage?

Compass Financial Advisors LLC reports $264.7 million in regulatory assets under management on its Form ADV.

How many employees does Compass Financial Advisors LLC have?

Compass Financial Advisors LLC reports 7 employees.

Where is Compass Financial Advisors LLC located?

Compass Financial Advisors LLC is based in Fort Wayne, IN and has been SEC-registered since 1998.

Does Compass Financial Advisors LLC disclose fund performance?

Compass Financial Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address9933 Dupont Circle Drive West, Suite 100, Fort Wayne, IN 46825
Phone260-490-7878
Fax260-490-7766
Office hours8a.m. To 5p.m.
SEC regionChicago Regional Office (CHRO)
CIK1913221
Discloses disciplinary historyNo

Assets under management

Discretionary$263M
Non-discretionary$1.7M
Total (RAUM)$264.7M